Notes: These weekly averages are updated after 1:00 pm Pacific time on the second business day of the following week. Numbers are preliminary and exclude syndicate trades.
(1) Includes all client trades that generate either commission revenue or revenue from principal markups (i.e., fixed income).
(2) Includes all eligible trades executed by clients who participate in one or more of the Company's asset-based pricing relationships.
(3) Includes all commission free trades, including Schwab Mutual Fund OneSource® funds and ETFs, and other proprietary products.
October 2015 Monthly Activity Report
The Charles Schwab Corporation generally releases its monthly activity report on the 10th business day of February, March, May, June, August, September, November and December. Otherwise, monthly activity is included in the quarterly earnings release.
WEEK OF DECEMBER 14, 2015
November 2015 Monthly Activity Report. (Normally reported on or around the 10th business day, pre-market) - For Schwab, the 10th business day is Dec. 14.
Charles Schwab & Co., Inc. is an equal opportunity/affirmative action employer committed to diversifying its workforce. All applications are considered without regard to race, color, religion, sex, sexual orientation, gender identity, national origin, age, disability, protected veteran status, or based on any individual's status in any group or class protected by applicable federal, state or local law.
The Charles Schwab Corporation provides a full range of securities, brokerage, banking, money management, and financial advisory services through its operating subsidiaries. Its broker-dealer subsidiary, Charles Schwab & Co., Inc. (“Schwab”), Member SIPC, offers investment services and products, including Schwab brokerage accounts. Its banking subsidiary, Charles Schwab Bank (member FDIC and an Equal Housing Lender), provides deposit and lending services and products.
Schwab Advisor Services™ serves independent investment advisors and includes the custody, trading, and support services of Schwab. Independent investment advisors are not owned, affiliated with, or supervised by Schwab. Schwab Retirement Plan Services, Inc. and Schwab Retirement Plan Services Company provide recordkeeping and related services with respect to retirement plans.