Mitch Mantua

Executive Vice President, Internal Audit

Mitch Mantua heads Internal Audit for Charles Schwab & Co., Inc. and its affiliates. The internal audit function provides an independent and objective appraisal of the company’s business operations and helps the company meet its commitment to operating discipline.

Before joining Schwab, Mantua was a partner at Ernst & Young LLP, in the Financial Services Advisory group. His primary focus was assisting clients with their internal audit and Sarbanes-Oxley compliance groups. In this capacity he served several Fortune 500 companies since joining the group in 2003. Prior to rejoining the firm in 2000, Mitch worked in various finance and operational roles at startup companies, including Controller and Director of Asia Pacific Operations. Mantua has over 25 years of international finance and operations experience in the financial services, software and consumer products industries.

Mantua earned his undergraduate degree in Accounting from St. Mary’s College of California. He is a Certified Public Accountant licensed in California.

Brokerage Products: Not FDIC Insured • No Bank Guarantee • May Lose Value

Charles Schwab & Co., Inc. is an equal opportunity and affirmative action employer committed to diversifying its workforce. It is Schwab's policy to provide equal employment opportunities to all employees and applicants without regard to race, color, religion, sex (including pregnancy, childbirth, breastfeeding, or related medical conditions), gender identity or expression, national origin, ancestry, age, disability, legally protected medical condition, genetic information, marital status, sexual orientation, protected veteran status, military status, citizenship status or any other status that is protected by law.

The Charles Schwab Corporation provides a full range of securities, brokerage, banking, money management, and financial advisory services through its operating subsidiaries. Its broker-dealer subsidiary, Charles Schwab & Co., Inc. (“Schwab”), Member SIPC, offers investment services and products, including Schwab brokerage accounts. Its banking subsidiary, Charles Schwab Bank (member FDIC and an Equal Housing Lender), provides deposit and lending services and products.

Schwab Advisor Services™ serves independent investment advisors and includes the custody, trading, and support services of Schwab. Independent investment advisors are not owned, affiliated with, or supervised by Schwab. Schwab Retirement Plan Services, Inc. provides recordkeeping and related services with respect to retirement plans.

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