Executive Vice President, Investor Services Client Experience and Platforms
Neesha Hathi leads client experience and platforms for Investor Services, which (as of December 31, 2016) serves over 3.2 million individual investor clients households holding over $1.1 trillion in assets. In her role, Hathi is responsible for defining and developing offers and experiences to drive growth and loyalty of existing and prospective retail clients and manages digital platforms, advice solutions, including Schwab Intelligent Portfolios and Schwab Intelligent Advisory, trading services, client experience and strategy.
Since joining Schwab, Hathi has held a range of leadership roles across the organization. She led Advisor Technology Solutions, delivering digital platforms and solutions to the over 7,000 registered independent advisors (RIA) that custody over $1.1 trillion in client assets with Schwab, served as the COO of Schwab Performance Technologies®, and also led strategy and client experience teams that support Schwab’s RIA and other institutional clients.
Prior to joining Schwab in 2004, Hathi held leadership roles in strategy, marketing and finance for various start-ups, including Enuvis, a developer of GPS technology for wireless devices and Kibu, a teen media company. She began her career in the field of investment banking, supporting the execution of initial and secondary public offerings and M&A transactions at PricewaterhouseCoopers and EVEREN Securities.
Hathi currently serves on the Board of Governors of the Boys & Girls Clubs of San Francisco and previously served on the board of the International Museum of Women. Hathi earned a Bachelor of Business Administration degree from the University of Michigan and a Master of Business Administration degree from the Anderson School at the University of California Los Angeles. She holds FINRA Series 7 and 24 registrations.
Please read the Schwab Intelligent Portfolios™ disclosure brochures for important information.
Schwab Intelligent Portfolios™ is made available through Schwab Wealth Investment Advisory, Inc. (“SWIA”), a registered investment advisor. Portfolio management services are provided by Charles Schwab Investment Advisory, Inc. (“CSIA”). SWIA and CSIA are affiliates of Charles Schwab & Co., Inc. (“Schwab”) and subsidiaries of The Charles Schwab Corporation.
The Charles Schwab Corporation provides a full range of brokerage, banking and financial advisory services through its operating subsidiaries. Its broker-dealer subsidiary, Charles Schwab & Co., Inc. (“Schwab), member SIPC, offers investment services and products, including Schwab brokerage accounts. Its banking subsidiary, Charles Schwab Bank (member FDIC and an Equal Housing Lender), provides deposit and lending services and products. Schwab Performance Technologies (“SPT”) licenses software and provides related technology products and services.