Governance
Schwab's commitment to providing clients with the most ethical financial services is supported by strong corporate governance practices.
Board of Directors
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Charles R. Schwab
Co-Chairman | Director since 1986
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Walter W. Bettinger II
Co-Chairman and Chief Executive Officer | Director since 2008
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John K. Adams, Jr.
Director since 2015
Committees: Audit Committee -
Marianne C. Brown
Director since 2020
Committees: Risk Committee -
Joan T. Dea
Director since 2017
Committees: Compensation Committee, Nominating and Corporate Governance Committee -
Christopher V. Dodds
Director since 2014
Committees: Risk Committee -
Stephen A. Ellis
Director since 2012
Committees: Audit Committee, Nominating and Corporate Governance Committee -
Mark A. Goldfarb
Director since 2012
Committees: Audit Committee -
Frank C. Herringer
Director since 1996
Committees: Compensation Committee. Nominating and Corporate Governance Committee -
Brian M. Levitt
Director since 2020
Committees: Compensation Committee -
Gerri K. Martin-Flickinger
Director since 2020
Committees: Audit Committee -
Bharat B. Masrani
Director since 2020
Committees: Risk Committee -
Todd M. Ricketts
Director since 2020
Committees: Audit Committee -
Charles A. Ruffel
Director since 2018
Committees: Risk Committee -
Arun Sarin
Director since 2009
Committees: Nominating and Corporate Governance Committee, Risk Committee -
Carrie Schwab-Pomerantz
Director since 2022
Committees: Risk Committee -
Paula A. Sneed
Director since 2002
Committees: Compensation Committee
Code of Conduct
This document summarizes The Charles Schwab Corporation's policies on General Corporate and Personal Standards of Conduct; Conflicts of Interest; Confidentiality of Information; Employment Practices; Business Practices; and Compliance Procedures.
Code of Business Conduct and Ethics
Code of Business Conduct and Ethics, as amended by the Board of Directors on Dec. 15, 2022, and Summary of Key Revisions
Code of Business Conduct and Ethics
Code of Business Conduct and Ethics, as amended by the Board of Directors on January 26, 2022, and Summary of Key Revisions
Stockholder Rights
The Charles Schwab Corporation has a single class of voting common shares and each share is entitled to a single vote. Stockholders can vote at stockholder meetings by mail, telephone, Internet, or in person.
Certificate of Incorporation
Certificate of Incorporation
Basic governing rules which set out the rights and duties of officers, directors, and shareholders and the organizational structure of the company
Bylaws
Rules governing the internal management of The Charles Schwab Corporation
As amended on January 26, 2023