Governance

Schwab's commitment to providing clients with the most ethical financial services is supported by strong corporate governance practices.

Board of Directors

  • Charles R. Schwab

    Chairman | Director since 1986

  • Walter W. Bettinger II

    President and CEO | Director since 2008

  • John K. Adams, Jr.

    Director since 2015

    Committees: Audit Committee, Risk Committee
  • Joan T. Dea

    Director since 2017

    Committees: Compensation Committee, Nominating and Corporate Governance Committee
  • Christopher V. Dodds

    Director since 2014

    Committees: Audit Committee, Risk Committee
  • Stephen A. Ellis

    Director since 2012

    Committees: Audit Committee, Nominating and Corporate Governance Committee
  • Mark A. Goldfarb

    Director since 2012

    Committees: Audit Committee
  • William S. Haraf

    Director since 2015

    Committees: Audit Committee, Risk Committee
  • Frank C. Herringer

    Director since 1996

    Committees: Compensation Committee. Nominating and Corporate Governance Committee
  • Stephen T. McLin

    Director since 1988

    Committees: Risk Committee
  • Charles A. Ruffel

    Director since 2018

    Committees: Risk Committee
  • Arun Sarin

    Director since 2009

    Committees: Nominating and Corporate Governance Committee, Risk Committee
  • Paula A. Sneed

    Director since 2002

    Committees: Compensation Committee
  • Roger O. Walther

    Director since 1989

    Committees: Compensation Committee

Code of Conduct

This document summarizes The Charles Schwab Corporation's policies on General Corporate and Personal Standards of Conduct; Conflicts of Interest; Confidentiality of Information; Employment Practices; Business Practices; and Compliance Procedures.

 

Code of Business Conduct and Ethics

Code of Business Conduct and Ethics

Code of Business Conduct and Ethics, as amended by the Board of Directors on December 14, 2016, to update the Equal Employment Opportunity, and Preventing Harassment and Discrimination subsection of the Employment Practices section

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Code of Business Conduct and Ethics

Code of Business Conduct and Ethics, as adopted by the Board of Directors prior to its amendment on December 14, 2016

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Stockholder Rights

The Charles Schwab Corporation has a single class of voting common shares and each share is entitled to a single vote. Stockholders can vote at stockholder meetings by mail, telephone, Internet, or in person.

 

Certificate of Incorporation

Certificate of Incorporation

Basic governing rules which set out the rights and duties of officers, directors, and shareholders and the organizational structure of the company

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Bylaws

Rules governing the internal management of The Charles Schwab Corporation

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0000-2019