Other Regulatory Disclosures

Annual Dodd-Frank Act Stress Test disclosures

The Charles Schwab Corporation and Charles Schwab Bank are required to conduct company-run stress tests annually and publicly disclose a summary of certain results in accordance with the Dodd-Frank Wall Street Reform and Consumer Protection Act.

Basel III Standardized Approach disclosures

The Charles Schwab Corporation is required to make public disclosures regarding its regulatory capital and risk-weighted assets in accordance with the final rules adopted by the U.S. banking agencies, effective January 1, 2015, to implement the Basel III regulatory capital framework.

Liquidity Coverage Ratio disclosures

The Charles Schwab Corporation is required to make public disclosures regarding its Liquidity Coverage Ratio on a quarterly basis (“Liquidity Coverage Ratio Disclosure”). The Liquidity Coverage Ratio Disclosure report contains certain qualitative and quantitative disclosures as mandated by the Board of Governors of the Federal Reserve System and in accordance with public disclosure requirements for the liquidity coverage ratio (LCR) rule.

Net Stable Funding Ratio disclosures

The Charles Schwab Corporation is required to make public disclosures regarding its Net Stable Funding Ratio on a semi-annual basis. The Net Stable Funding Ratio disclosure report contains certain qualitative and quantitative disclosures as mandated by the Board of Governors of the Federal Reserve System under Regulation WW (Liquidity Risk Measurement, Standards and Reporting).

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